UK/Cryptoasset AML/CTF Regime: FCA’s Tips for Proper Registration
The Financial Conduct Authority (FCA) provided a non-exhaustive list of steps that companies should take in order to prepare their...
The Financial Conduct Authority (FCA) provided a non-exhaustive list of steps that companies should take in order to prepare their...
Launched on January 13, the call for evidence seeks market participants' input on the Electronic Money Regulations 2011 and the Cross...
Information, Communication Technology (ICT) systems, generally includes all hardware, software, applications and systems that combined...
25 January 2023 - Comments requested on Financial Conduct Authority (FCA) proposed Sustainability Disclosure Requirements (SDR) and...
Last November, 2022 the Bank for International Settlements (BIS) and the International Organization of Securities Commissions (IOSCO)...
To support greater transparency and trust for Environmental, Social and Governance (ESG) data and ratings services, the Financial Conduct...
The Division of Corporation Finance of the US Securities and Exchange Commission released guidance on how companies should revisit...
On January 3, US Federal bank regulatory agencies issued a Joint Statement on the risks of crypto-assets to banking organizations. In...
Last quarter, the Canadian Securities Administrators (CSA) warned investors of the elevated levels of risk in crypto asset trading. While...
The International Organization for Standardization (ISO) will adopt Privacy By Design (PbD) as ISO 31700. The International Organization...
Issued on November 22, 2022 by the European Banking Authority (EBA), the Guidelines apply to all credit and financial institutions that...
On 28 November 2022, the EU Council adopted the digital operational resilience for the financial sector (DORA). On December 14, 2022,...
On December 8, 2022, the Québec Autorité des Marchés Financiers (AMF) released its updated Draft Regulation respecting complaint...
On December 15, 2022, the Canadian Securities Administrators (CSA) published for comment proposed rule amendments to National Instrument...
On December 8, 2022, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC)...
In a statement released on December 12th, 2022, the Canadian Securities Administrators (CSA), announced the expansion of existing...
Sustainability-Linked Derivatives (SLDs) are customizable transactions that use key performance indicators (KPIs) to set sustainability...
15/12/2022 - Financial Stability Board (FSB) invites comments on the proposed set of recommendations and consultation questions on the...
On November 15, the European Supervisory Authorities (ESAs) (the EBA, EIOPA and ESMA) published a call for evidence seeking feedback on...
In October, discussion guides were published for each of the four open banking working groups: Accreditation, focusing on criteria and...