top of page
  • Deborah

On June 10, the Canadian Securities Administrators (CSA) announced that it will grant portfolio managers the possibility to use client relationship management (CRM) specialists that will not provide stock-picking advice.


These CRM specialists will be subject to specific terms and conditions.


The Portfolio Management Association of Canada (PMAC) published a statement welcoming these changes.


The CSA release can be found here :

https://www.securities-administrators.ca/aboutcsa.aspx?id=1926

Recent Posts

See All

Information, Communication Technology (ICT) systems, generally includes all hardware, software, applications and systems that combined enable people and organizations to communicate digitally. ICT enc

25 January 2023 - Comments requested on Financial Conduct Authority (FCA) proposed Sustainability Disclosure Requirements (SDR) and investment labels. 6 February 2023 - Comment period closes for the u

Last November, 2022 the Bank for International Settlements (BIS) and the International Organization of Securities Commissions (IOSCO) published their Level 3 assessment of cyber resilience on 37 Finan

bottom of page