top of page
  • Writer's pictureDeborah
    • May 21, 2021

On April 22, the Canadian Securities Administrators (‘CSA’) published for comments Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendment to

  • National Instrument 14-101 Definitions (NI 14-101).

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

  • National Instrument 45-106 Prospectus Exemptions (NI 45-106.

  • National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues (NI 62-103).

  • National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (NI 94-102).

The Proposed Amendments aim at providing a uniform definition of “Canadian financial institution” that would include only Schedule I and II banks and exclude Schedule III banks or foreign banks from the definition.


Comments are due by July 21, 2021.

Recent Posts

See All

The Secured Overnight Financing Rate (SOFR) is a broad measure of the cost of borrowing cash overnight collateralized by Treasury securities. SOFR is the overnight interest rate for US dollar-denomina

13/06/2023 - Canadian Securities Administrators (CSA) SEDAR+ go-live date. All issuer filings, cease trade orders and disciplined list entries will be filed in SEDAR+ 16/06/2023 - OSFI consultation pe

On May 11, the Bank for International Settlements (BIS) published a Handbook on how central bank digital currencies (CBDCs) could work for offline payments, defined as a “transfer of value between dev

bottom of page