top of page
  • Deborah

On April 22, the Canadian Securities Administrators (‘CSA’) published for comments Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendment to

  • National Instrument 14-101 Definitions (NI 14-101).

  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

  • National Instrument 45-106 Prospectus Exemptions (NI 45-106.

  • National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues (NI 62-103).

  • National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (NI 94-102).

The Proposed Amendments aim at providing a uniform definition of “Canadian financial institution” that would include only Schedule I and II banks and exclude Schedule III banks or foreign banks from the definition.


Comments are due by July 21, 2021.

Recent Posts

See All

Information, Communication Technology (ICT) systems, generally includes all hardware, software, applications and systems that combined enable people and organizations to communicate digitally. ICT enc

25 January 2023 - Comments requested on Financial Conduct Authority (FCA) proposed Sustainability Disclosure Requirements (SDR) and investment labels. 6 February 2023 - Comment period closes for the u

Last November, 2022 the Bank for International Settlements (BIS) and the International Organization of Securities Commissions (IOSCO) published their Level 3 assessment of cyber resilience on 37 Finan

bottom of page