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  • Writer's pictureDeborah

01/06/2022 - Effective date of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to prohibition of deferred sales charges for investment funds.

06/06/2022 - Effective date of Amendments to National Instrument 33-109 Registration Information, National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to outside business activities.

13/06/2022- Consultation period ends for the Proposed Derivatives Rule Modernization, Stage 114/06/2022Consultation period ends for the targeted consultation on a digital euro.

14/06/2022 -Consultation period ends for the targeted consultation on a digital euro.

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Product Corner - VAs : Quèsaco

Virtual Assets (VAs) or crypto assets refer to : “any digital representation of value that can be digitally traded, transferred or used for payment. It does not include digital representation of fiat

Upcoming Regulatory Deadlines to Watch

10 Aug 2023 - Deadline to submit comments to FCA Guidance Consultation (GC23/1) on crypto asset financial promotions. 5 Sep 2023 - Effective date of SEC Cybersecurity Risk Management, Strategy, Govern

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