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  • Writer's pictureDeborah
  • 01/06/2022 - Effective date of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments relating to prohibition of deferred sales charges for investment funds.

  • 06/06/2022 - Effective date of Amendments to National Instrument 33-109 Registration Information, National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to outside business activities.

  • 13/06/2022 - Deadline to comment on the Investment Industry Regulatory Organization of Canada (IIROC)proposed amendments to the Proposed Derivatives Rule Modernization, Stage 1.

  • 14/06/2022 - Consultation period ends for the European Commission's targeted consultation on a digital euro.

  • 17/06/2022 - Extended consultation period for the Securities and Exchange Commission (SEC) Proposed Rules on Climate-Related Disclosures that would require registrants to provide certain climate-related information in their registration statement and annual reports.

  • 27/06/2022 - The Canadian Securities Regulator (CSA) deadline for comments on the new self-regulatory organization (SRO) and investor protection fund (IPF) applications and related documents.

  • 30/06/2022 - Public consultation deadline for comments on the Financial Stability Board (FSB) Interim Report on supervisory and regulatory approaches to climate-related risks.

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Product Corner - VAs : Quèsaco

Virtual Assets (VAs) or crypto assets refer to : “any digital representation of value that can be digitally traded, transferred or used for payment. It does not include digital representation of fiat

Upcoming Regulatory Deadlines to Watch

10 Aug 2023 - Deadline to submit comments to FCA Guidance Consultation (GC23/1) on crypto asset financial promotions. 5 Sep 2023 - Effective date of SEC Cybersecurity Risk Management, Strategy, Govern

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