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  • Writer's pictureDeborah

30/09/2022 - Guideline B-10 on Third-Party Risk Management (Draft Guideline). The comment period for the public consultation process was extended from July 27, 2022, to September 30, 2022.


07/10/2022 - Comment period closes for proposed amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting (the Trade Reporting Rule) and proposed changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting (the Trade Reporting CP) to the Trade Reporting Rule.


10/2022 - Rules relating to three initiatives of the April 2021 EU Sustainable Finance package — sustainability amendments of rules on fiduciary duties, suitability assessments and product governance — are expected to start applying from October 2022.

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Product Corner - VAs : Quèsaco

Virtual Assets (VAs) or crypto assets refer to : “any digital representation of value that can be digitally traded, transferred or used for payment. It does not include digital representation of fiat

Upcoming Regulatory Deadlines to Watch

10 Aug 2023 - Deadline to submit comments to FCA Guidance Consultation (GC23/1) on crypto asset financial promotions. 5 Sep 2023 - Effective date of SEC Cybersecurity Risk Management, Strategy, Govern

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