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  • Writer's pictureDeborah

22/11/2022 - Enter into force of the sSustainability-related amendments to MiFID II framework apply regarding the integration of sustainability factors into product governance obligations


15/12/2022 - Financial Stability Board (FSB) invites comments on its proposed set of recommendations on the international regulation of crypto-asset activities. Responses should be sent to fsb@fsb.org.


28/12/2022 - Investment Industry Regulatory Organization of Canada’s (IIROC) comment period ends for Phase III consultation paper on competency profiles for Supervisors, Traders, Associate Portfolio Managers and Portfolio Managers. Comments should be sent via email to Stabesh@iiroc.ca.

31/12/2022 - Deadline to respond to FSB’s proposal on cyber incident reporting. Responses should be sent to fsb@fsb.org with the subject line ‘CIR Convergence’.

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Product Corner - VAs : Quèsaco

Virtual Assets (VAs) or crypto assets refer to : “any digital representation of value that can be digitally traded, transferred or used for payment. It does not include digital representation of fiat

Upcoming Regulatory Deadlines to Watch

10 Aug 2023 - Deadline to submit comments to FCA Guidance Consultation (GC23/1) on crypto asset financial promotions. 5 Sep 2023 - Effective date of SEC Cybersecurity Risk Management, Strategy, Govern

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