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ABOUT US

Companies are constantly navigating market and regulatory change.

 

With the ever-increasing number of regulations and investor demand for enhanced transparency and greater disclosure, operating in a compliant and cost-effective manner is increasingly challenging.

At Ameis Regulatory Services, we help you face these uncertainties by offering practical regulatory compliance recommendations and solutions tailored to your business.

Our services are offered remotely or at your office.

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Our service offering covers :

 

Regulatory Change

  • Assist you in understanding the impact of pertinent regulations.

  • Draft your detailed & gap analysis documents.

Regulatory Reporting

  • Assist you in meeting your regulatory reporting obligations.

Regulatory Response

  • Help you prepare for a compliance interview and examination.

  • Draft response letter.

Ongoing Compliance Support

  • Assist you in your day to day compliance issues.

  • Review of your marketing materials. ​

Regulatory Compliance

  • Help you in the design & implementation of your compliance program.

  • Establish & maintain your policies and procedures.

Registrations

  • Help you comply with your registration and applications requirements.

Regulatory Intelligence

  • Keep you abreast of the latest regulatory developments.

Training

  • Provide training on various regulatory & compliance subjects.

MEET THE TEAM

Déborah Koualé

Founder & Director

Déborah is Founder & Director of Ameis Regulatory Services. Passionate about regulatory and compliance topics, Déborah promotes practical solutions to help companies prepare and adapt for change in an increasingly complex regulatory environment. A legal and compliance professional, she has over ten years experience working with investment management, banking and asset servicing companies.

 

Her expertise includes:

  •  Legal advice and compliance advisory

  •  Regulatory monitoring and reporting

  •  Regulatory project planning, management and oversight

  •  Funds formation, structuring, liquidation and dissolution

  •  Preparation and review of fund's legal documentation

  •  Contracts drafting and negotiation

  •  Communication with regulators and industry associations

  •  Training on regulatory topics, operational preparedness, change management

 

Qualifications and affiliations:

She has a Master of Laws (LLM) degree from Lille 2 University and a Master of Business Management & Social Law from Pantheon – Sorbonne University.

She has completed the Canadian Securities Institute’s Conduct and Practices Handbook Course (CPH), Partners, Directors and Senior Officers Course (PDO) and Chief Compliance Officers Qualifying Examination (CCO).

Languages:

Fluent in English & French

Carolyn Jew - Le Quéré

Director, Operations 

Carolyn is Director, Operations, providing support in client development and growth, marketing efforts, and stakeholder communications.

She has over fifteen years experience working in the financial services industry.

 

Her expertise includes:

  • Project management

  • Project documentation and planning

  • Marketing & communications

  • Data analysis and reporting

 

Qualifications and affiliations:

She has a Master of Business Administration (MBA) from Schulich School of Business and a Bachelor of Science from McGill University.

Languages:

Fluent in English & French

Need Some Help? Just Ask Us

We are here to assist. Contact us by email. 

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