Deborah Apr 13AMF& ACPR Warns Against Entities Not Authorized to Offer Investments in Forex and Crypto DerivativesOn March 31st, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) updated their...
Ameis Regulatory ServicesApr 13FR/AMF's Summary on Second Series of Cybersecurity System SPOT InspectionsThe Autorité des Marchés Financiers (AMF) in France recently published its summary of findings relating to its second series of of...
Ameis Regulatory ServicesApr 12US/CFTC Fined Coinbase for 'Reckless' ReportingOn March 19, the Commodity Futures Trading Commission (CFTC) ordered digital asset exchange operator Coinbase Inc. to pay $6.5 million...
Deborah Apr 12CSA & IIROC Joint Publication Regarding Securities Laws Applicable To Crypto Asset Trading PlatformsOn March 29, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (together the...
Deborah Apr 11EU/EC's Consultation on Instant PaymentsOn March 24, the European Commission (EC) published a targeted consultation paper on instant payments. The consultation will collect...
Ameis Regulatory ServicesApr 11UK/FCA Extends Annual Financial Crime Reporting ObligationOn March 31, UK's Financial Conduct Authority announced the extension of the Annual Financial Crime Reporting Obligation (REP-CRIM) to...
Deborah Mar 24Global/FATF Revised Draft Guidance on Virtual Assets and VASPsOn March 19, 2021, the Financial Action Task Force (FATF) released a public consultation for its updated and finalised Draft Guidance on...
Deborah Mar 24CA/CSA Released Disclosure Guidance for Crypto Assets Reporting IssuersOn March 11, the Canadian Securities Administrators (CSA) released CSA Staff Notice 51-363 Observations on Disclosure by Crypto Assets...
Ameis Regulatory ServicesMar 24Global/FATF Guidance for Risk-based Approach for Supervision & Enforcement by AML/CFT SupervisorsOn 4 March 2021, The Financial Action Task Force (FATF), published a new guidance document in its efforts to promote risk-based...
Ameis Regulatory ServicesMar 24EU/ECON Published Draft Report on DLT Market Infrastructures Pilot Regime On 9 March 2021, the European Parliament's Committee on Economic and Monetary Affairs published a draft report setting out...
Ameis Regulatory ServicesMar 24EU/EBA Publishes Final Revised Guidelines on ML/TF Risk FactorsMarch 1st, the European Banking Authority (EBA) published its final guidelines on money laundering and terrorist financing (ML/TF) risks...
Deborah Mar 24CA/CSA Proposal to Narrow the Scope of Information Required as Part of Registration ProcessOn February 4, the Canadian Securities Administrators (CSA) published proposed amendments to NI 33-109 and its Companion Policy (NI...
Ameis Regulatory ServicesFeb 25UK / ICO - New Data Analytics Toolkit ReleasedFollowing the UK's Information Commissioner's Office (ICO) Guidance on AI and data protection published last year, ICO recently released...
Ameis Regulatory ServicesFeb 25BISIH - 2021/22 Work Programme ReleasedThe Bank for International Settlements' Innovation Hub (BISIH) published its 2021/22 programme, focusing on six key areas related to...
Ameis Regulatory ServicesFeb 25US - Agencies Joint Proposed Rulemaking On Notification Requirements for Computer-security IncidentsThe Office of the Comptroller of the Currency, the Federal Reserve System and the Federal Deposit Insurance Corporation provided notice...
Ameis Regulatory ServicesFeb 14IOSCO - Educating Retail Investors about Crypto-Assets Risks & CharacteristicsThe International Organization of Securities Commission (IOSCO) Report aims at outlining some of the risks to which interested investors...
Ameis Regulatory ServicesFeb 14OECD - Regulatory Approaches to the Tokenization of AssetsEarlier this year, the Organisation for Economic Co-operation and Development (OECD) released a report on asset tokenization, part of its...
Ameis Regulatory ServicesFeb 14WEF - Digital Currency GovernanceThe World Economic Forum (WEF) published its Briefing Paper on digital currencies. The Digital Currency Governance Consortium, which was...
Ameis Regulatory ServicesFeb 14CA - Central bank-issued digital currencyOn February 11, 2021, the Bank of Canada (BoC) published three proposals for potential system designs and models for a Canadian Central...
Ameis Regulatory ServicesFeb 13Fintech Regulatory Round - UpOur first Regulatory Round - Up, AMEIS REGFACTS, focusing on the latest Fintech regulatory news. Ontario focuses on creating a favourable...